AML audit | aml_audit | An audit assessing compliance with anti‑money laundering regulations. |
AML comfort letter | aml_comfort_letter | A letter providing assurance that an entity complies with AML regulations. |
AML policy | aml_policy | An organization’s policies and procedures for preventing money laundering. |
Business formation | business_formation | Documentation for establishing a business entity. |
Court order | court_order | A legal directive issued by a court requiring specific actions. |
Directors register | directors_registry | A record listing a company’s directors and their details. |
eSignature Certificate | e_signature_certificate | Confirms the validity and authenticity of an electronic signature. |
Evidence of good standing | evidence_of_good_standing | Confirms that a company is registered and compliant with regulations. |
Flow of funds | flow_of_funds | Outlines the movement of money through an organization or transaction. |
Marketing materials | marketing_materials | Documents used to promote products or services. |
Ownership information | ownership_information | Identifies owners or shareholders of a business. |
Ownership chart | ownership_chart | Diagram of the ownership structure showing direct and indirect ownership. |
Power of attorney | power_of_attorney | Authorizes an individual to act on behalf of another. |
Proof of account purpose | proof_of_account_purpose | Explains the intended use of an account. |
Proof of address | proof_of_address | Verifies a residential or business address. See requirements. |
Proof of bank account ownership | proof_of_bank_account_ownership | Confirms ownership of a bank account. |
Proof of entity name change | proof_of_entity_name_change | Verifies an official company name change. |
Proof of funds | proof_of_funds | Demonstrates availability of financial resources. |
Proof of individual name change | proof_of_individual_name_change | Verifies a legal name change. |
Proof of nature of business | proof_of_nature_of_business | Shows the nature of business activities and revenue sources. |
Proof of relationship | proof_of_relationship | Establishes a legal or financial relationship between parties. |
Proof of signatory authority | proof_of_signatory_authority | Verifies authorization to sign on behalf of a company. |
Proof of source of funds | proof_of_source_of_funds | Shows where funds originate. |
Proof of source of wealth | proof_of_source_of_wealth | Shows how wealth was accumulated. |
Proof of tax identification number | proof_of_tax_identification | Confirms a tax identification number. |
Proof of registered exemption | registered_exemption | Confirms an exemption from certain regulations. |
Proof of regulatory license registration | regulatory_license_registration | Proves registration with regulatory authorities. |
Shareholder register | shareholder_register | Lists shareholders and their ownership stakes. |
Tax returns | tax_returns | Filed with tax authorities detailing income, expenses, and obligations. |
Other | other | Any documents not covered above. |